Pete provides a unique business perspective on all legal issues facing his clients. As a licensed and registered Certified Public Accountant with experience working in a Fortune 50 firm, Pete is able to effectively communicate, and counsel, a wide variety of clients in connection with corporate governance, corporate transactions and SEC compliance matters.
He has over 25 years of experience with securities law and corporate governance, including providing advice and counsel to public companies listed on national securities exchanges and quoted on bulletin boards as well as private companies and investors. Pete directs clients on securities issuance, complex business transactions, regulatory compliance and corporate governance. He also specializes in guiding his clients on equity and debt transactions, including compliance with SEC and FINRA rules and regulations. He handles M&A transactions, including acquisitions and joint ventures as well as preparation of SEC disclosure documents, including Forms 10-K, 10-Q and 8-K and proxy statements.
Pete is legal counsel to directors and management on strategic and corporate activities, including capital structure, corporate governance, shareholder meetings and investor relations. He oversees all corporate secretarial functions, including preparing board and committee minutes and resolutions and other corporate governance documents. While Ensuring clients comply with federal securities law and state corporate law, he form client’s board of directors and senior management on matters related to compliance efforts. Provide advice on a broad range of matters including employment, licensing and litigation matters.