Capital Markets

We're Here to Help

We specialize in representing emerging growth companies, underwriters and placement agents in:

  • Underwritten public offerings (IPOs and follow-on offerings, including shelf registrations and shelf takedowns)
  • Registered direct offerings
  • At-the-market offerings
  • Private placements (equity and convertible debt)
  • Reverse mergers and self-filings coupled with financings
  • Obtaining stock exchange listings for qualified issuers 

Our legal team is ahead of the curve in the capital markets arena. We communicate frequently with the staff of the Division of Corporation Finance of the SEC about new policy matters and the latest interpretive guidance to help our clients meet their SEC registration and financing objectives with the greatest possible speed and efficiency. We are known for adding value to our clients beyond legal services by proactively linking them with our extensive financial sector contacts to facilitate capital formation.

Meet The Team