FINRA Arbitration

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Our attorneys have extensive experience representing broker-dealers and FINRA members before FINRA in arbitrations arising from financial industry and employment-related disputes.  We have experience representing clients in a wide variety of disputes, including shareholder disputes, claims of raiding and unfair competition, tortious interference and employment-related disputes.We represent brokers, broker-dealers and customers in claims ranging from suitability, unauthorized trading, and churning to complex securities fraud claims.

Meet The Team